AI-Compass · WP4 · Deliverable 1

Value-Sensitive Design Principles
for Crowd Safety AI

Guidelines for AI ethics in group decision-making
D1

NWO KICH1.VE04.22.007
April 2026
CITE · Klagenfurt & Groningen
Crowd management lifecycle
1
System design & procurement
2
Operator training & pilots
3
Live deployment & monitoring
4
Post-event review & audit
The nine design principles (derived from systematic review of 46 studies)
P1
Explainability
AI outputs must be derivable in a way understandable to operators
TransparencyInterpretabilityJustice
P2
Traceability
Outputs must be sourced to specific inputs or actions
ResponsibilityInterpretability
P3
Rights protection
Systems must not infringe fundamental rights of individuals
EqualityPrivacyFreedom
P4 · Priority
Human primacy
AI must not overtake human decision-making — operators retain final authority
AutonomyInformed consentFreedom
P5
Reliability
Systems must perform in an intentional and expected manner
ControlReliabilityTrust
P6
Environmental integrity
Systems must not harm the physical environment
Env. protectionCommon good
P7
Human flourishing
AI use must promote societal goods and well-being
BeneficenceHuman welfareCommon good
P8 · Priority
Physical safety
Outputs must not cause or risk physical harm to people in a crowd
Non-maleficenceSecuritySafety
P9 · Priority
Psychological safety
Outputs must not risk psychological or dignity harm to persons
Non-maleficenceHuman dignityBeneficence
Implementation guidelines for group decision-making
Principle Value basis & rationale Design rule Implementation hints Group decision implications
Safety & reliability first Safety and non-maleficence; systems must not cause physical or psychological harm and should perform reliably. Incorporate risk management across the AI lifecycle; implement conservative defaults and manual override. Stress-test on crisis scenarios; include redundant sensors; monitor health in real time; integrate cybersecurity controls. Define thresholds for human override; allocate responsibility to a safety officer; ensure consensus on emergency actions.
Explainability & transparency Transparency and explainability support accountability and fairness; they build public trust. All recommendations must be accompanied by human-understandable rationales, uncertainty estimates and audit trails. Use interpretable models; provide post-hoc explanations; expose input features and confidence scores; maintain accessible logs. Ensure group members understand AI outputs; require explanations before acting; document dissent and overrides.
Human oversight & agency Respect for autonomy and informed consent requires that humans remain in control; EU law mandates oversight. Design AI as decision support, not a decision maker. Always allow human operators to override automated actions. Build interfaces highlighting override options; implement human-in-the-loop workflows; incorporate “stop” buttons. Establish protocols for override; distribute authority across the team; ensure accountability when deferring to AI.
Fairness & non-discrimination Fairness and equality demand avoiding bias and treating individuals equitably. Use representative data; test for disparate impact; calibrate models to minimise false positives/negatives. Implement fairness metrics; retrain regularly; employ bias mitigation techniques; involve diverse stakeholders. Communicate fairness considerations; ensure decision-makers understand bias; create paths for appeals.
Privacy & data governance Privacy protects individual rights and fosters trust; crowd-safety AI processes sensitive data. Collect only necessary data; apply data minimisation and purpose limitation; adopt privacy-enhancing technologies. Use anonymisation or differential privacy; restrict access; delete data after use; publish clear notices. Inform decision-makers about data provenance; avoid decisions on personal data; involve privacy officers.
Accountability & responsibility Assigning responsibility ensures harms can be redressed and obligations are met. Define clear accountability across the AI supply chain and within crisis teams. Use contracts requiring documentation and model cards; assign risk assessors; maintain event logs. Clarify accountability when acting on AI outputs; record decisions; establish review boards for incidents.
Common good & sustainability Interventions should promote the common good, protect the environment and enhance societal welfare. Evaluate societal impacts and long-term consequences; align with sustainability and community values. Include environmental impact assessments; engage communities; design adaptable systems; gather feedback. Encourage decisions considering collective welfare; integrate ethicists and community representatives.
Known gap: AI ethics literature consistently identifies values but rarely implements post-deployment verification. AI-Compass explicitly targets this gap: these principles must be tested empirically (D2) and audited continuously — not declared once at design time.
Priority principles for crowd safety deployments
Context-specific priorities (public security & policing value fingerprint)
Human primacy in real-time crisis decisions (P4)
AI tools present recommendations, not directives. Override mechanisms must be visible and operable under operational stress. Operators must be trained against over-reliance — time pressure is when AI deference risk is highest.
Explainability at the point of use (P1 + P2)
Speed cannot sacrifice explainability. Every AI alert must include a concise rationale legible to a trained operator in the field. Post-event full traceability from inputs to outputs is required for accountability review.
Fairness and non-discrimination (P3)
Crowd-monitoring AI carries elevated risk of encoding historical biases in demographic risk scoring. Equality must be empirically tested during development and periodically audited in deployment. Legal obligation under EU AI Act for high-risk public safety AI.
Applying VSD: tripartite methodology across the lifecycle
Conceptual
Identify direct and indirect stakeholders. Map value tensions (e.g. safety vs. privacy in surveillance). Apply normative frameworks to clarify what is at stake.
Stage 1: Design & procurement
Empirical
Engage operators, affected communities, and legal experts. Use value scenarios and participatory design to surface context-specific concerns.
Stage 2: Training & pilots
Technical
Examine how system features support or inhibit the nine principles. Design for explainability, traceability, and human override mechanisms.
Stages 3 + 4: Deployment & review
Regulatory alignment
EU AI Act (2024)
Art. 13–14 | Transparency & explainability (P1, P2)
Art. 14 | Human oversight for high-risk AI (P4)
Art. 10 | Bias testing in training data (P3)
Art. 15 | Accuracy, robustness & security (P5, P8)
Art. 17 | Quality management & logging (P2)
GDPR (2016/679)
Art. 22 | Right to explanation, automated decisions (P1)
Art. 5(1)(f), 25 | Data minimisation, privacy by design (P3)
Recital 71 | Human review of significant decisions (P4)
Art. 32 | Security of processing (P5, P8)
Art. 5(2) | Accountability principle (P2)